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Effect of Heat Treatment Process on the Microstructure and Hardness of 20CrMoH Steel Gear Forgings

2025-07-29

Latest company news about Effect of Heat Treatment Process on the Microstructure and Hardness of 20CrMoH Steel Gear Forgings
Effect of Heat Treatment Process on the Microstructure and Hardness of 20CrMoH Steel Gear Forgings
20CrMoH steel is a high-quality alloy structural steel. Due to its composition of alloying elements such as chromium (Cr) and molybdenum (Mo), it exhibits excellent hardenability, strength-toughness balance, and machinability. It is a commonly used material for high-load gear forgings in automotive, construction machinery, and other fields. Its final properties, especially microstructure and hardness, largely depend on heat treatment processes. Different processes lead to significant differences by altering phase transformations, carbon distribution, and grain states in the steel. The following is a detailed analysis from three aspects: preliminary heat treatment processes, final heat treatment processes, and influence of key process parameters.

I. Influence of Preliminary Heat Treatment Processes on Microstructure and Hardness

After forging, gear forgings form an inhomogeneous microstructure (such as overheated grains, Widmanstätten structure, banded pearlite, etc.) and retain forging stress. Preliminary heat treatment (normalizing or annealing) is required to eliminate defects and lay the foundation for subsequent processing and final heat treatment.

1. Normalizing Process

  • Process Characteristics: The forging is heated to 30-50°C above Ac₃ (austenitization critical temperature, approximately 880-920°C), held for a sufficient time to fully austenitize the microstructure, and then air-cooled to room temperature.
  • Influence on Microstructure:
    The rapid cooling (air cooling) in normalizing can inhibit the reticular precipitation of ferrite along grain boundaries, refine grains, and transform the microstructure into uniform fine pearlite + a small amount of ferrite (the pearlite lamellae are finer), eliminating the Widmanstätten structure and coarse grains after forging.
  • Influence on Hardness:
    The mixed structure of fine pearlite and ferrite has moderate hardness, usually 180-220HBW, which not only meets the requirements of subsequent cutting processing (machinability is good when hardness is below 250HBW) but also provides a uniform original microstructure for final heat treatment such as carburizing.

2. Annealing Process

  • Process Characteristics: Full annealing (heating to 20-30°C above Ac₃, followed by slow cooling with the furnace after holding) or isothermal annealing (holding at the pearlite transformation temperature range after heating) is commonly used.
  • Influence on Microstructure:
    Slow cooling allows sufficient carbon diffusion, resulting in more uniform pearlite + ferrite (the pearlite lamellae are thicker and more 弥散分布), completely eliminating forging stress and composition segregation. In the case of spheroidizing annealing (for high-carbon regions), carbides can be spheroidized to further improve machinability.
  • Influence on Hardness:
    The microstructure after annealing is softer, with a hardness usually of 160-190HBW, which is lower than that after normalizing. It is suitable for forgings with complex shapes and high cutting difficulty, but the production cycle is longer.

II. Influence of Final Heat Treatment Processes on Microstructure and Hardness

Gears need to meet the performance requirements of "high surface hardness for wear resistance and high core toughness for impact resistance". Therefore, the final heat treatment is mainly carburizing-quenching + low-temperature tempering; some low-load gears may adopt quenching and tempering.

1. Carburizing-Quenching + Low-Temperature Tempering

This is the core process for 20CrMoH steel gears, achieving performance matching through "carburizing to enrich surface carbon content → quenching to obtain martensite → low-temperature tempering to eliminate stress".

 

  • Carburizing Stage:
    • Process Characteristics: Holding in a carbon-rich atmosphere (carbon potential 1.0-1.2%) at 900-930°C to increase the surface carbon content from the original approximately 0.2% to 0.8-1.2% (the core carbon content remains around 0.2%).
    • Influence on Microstructure: High-carbon austenite is formed on the surface, and low-carbon austenite is formed in the core; insufficient holding time leads to low and uneven surface carbon concentration; excessive temperature (>950°C) causes coarse austenite grains (overheating).
    • Influence on Hardness: Without quenching after carburizing, the surface hardness is slightly higher than that of the core (approximately 250-300HBW) due to the high carbon content, but there is no substantial strengthening.
  • Quenching Stage:
    • Process Characteristics: After carburizing, the temperature is reduced to 820-860°C (austenitization temperature), held, and then oil-cooled (or austempered). The hardenability of 20CrMoH steel (Mo element improves hardenability) is utilized to achieve phase transformation.
    • Influence on Microstructure:
      • Surface (high-carbon region): Transformed into acicular martensite + retained austenite + a small amount of carbides (martensite plates are fine, and the martensite strengthening effect is significant due to the high carbon content);
      • Core (low-carbon region): Transformed into lath martensite (or bainite, depending on the cooling rate), without reticular ferrite (due to sufficient hardenability);
      • Insufficient cooling rate (such as excessively high oil temperature) may cause pearlite or troostite on the surface and ferrite in the core, resulting in unqualified microstructure.
    • Influence on Hardness: After quenching, the surface hardness reaches 62-65HRC (high martensite hardness), and the core hardness is 35-45HRC (low-carbon martensite has good toughness), but there is a large amount of quenching stress.
  • Low-Temperature Tempering Stage:
    • Process Characteristics: Holding at 150-200°C for 1-3 hours to eliminate quenching stress and stabilize the microstructure.
    • Influence on Microstructure: Surface martensite is transformed into tempered martensite (acicular refinement), part of the retained austenite is transformed into martensite, and carbides are precipitated more uniformly; core low-carbon martensite is transformed into tempered low-carbon martensite (laths are clearer).
    • Influence on Hardness: The surface hardness slightly decreases to 58-62HRC (maintaining high hardness), and the core hardness decreases to 30-40HRC (toughness is improved). After stress elimination, deformation and cracking during use are avoided.

2. Quenching and Tempering (Quenching + High-Temperature Tempering)

Some low-load gears (such as auxiliary gears with small torque transmission) may adopt quenching and tempering as the final heat treatment to pursue a balance between strength and toughness.

 

  • Process Characteristics: Quenching at 860-880°C (water-cooled or oil-cooled) followed by high-temperature tempering at 600-650°C.
  • Influence on Microstructure: Forming tempered sorbite (fine carbides uniformly distributed in the ferrite matrix), with refined and uniform grains.
  • Influence on Hardness: Moderate hardness (220-280HBW), balancing strength (σb ≥ 800MPa) and toughness (impact energy ≥ 60J), but the surface has no high-hardness layer and poor wear resistance.

III. Influence of Key Process Parameters on Microstructure and Hardness

Heat treatment process parameters (temperature, holding time, cooling rate) directly determine the stability of microstructure and hardness. The common influences are as follows:

 

Process Parameters Abnormal Conditions Influence on Microstructure Influence on Hardness
Heating Temperature Excessively high (e.g., >950°C for carburizing) Coarse austenite grains (overheating), occurrence of Widmanstätten structure Slight decrease in surface hardness after quenching, large fluctuation in core hardness